Paraplanner / Compliance Officer

This is fantastic opportunity to join a quickly expanding Independent Financial Adviser firm in Mold. We are looking for an individual who is an experienced paraplanner and or compliance officer who is passionate about working within a modern and dynamic financial advisory business. We can offer a great working environment within an award winning business, plus much more!

Department: Operations
Project Location(s): Mold
Education: Training Provided
Compensation: Competitive

Responsibilities

Candidates can look forward to regular client contact, a role in business administration, and

  • Assisting financial advisers;
  • Providing full paraplanning support;
  • Creating suitability reports and advice letters
  • Analyzing data and understanding results
  • Completing file reviews and compliance checks
  • Digesting and understanding regulatory requirements

Skills/Experience

  • Experience in paraplanning;
  • Diploma or equivalent;
  • Keen eye for detail;
  • Great analytical skills;
  • A keen grasp of information technology;
  • Professional attitude;
  • Personal accountability and strong work ethic;
  • Professional, able to interact with providers/clients;
  • Positive, “can do” attitude.
how can we help you?

Contact us at Celtic Financial to book a free no obligation initial meeting.